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Understanding the Procedure to Obtain a Patent

Author : Donghoo Sohn, Esq.



The procedure to obtain a patent is a comprehensive legal process that protects your intellectual property rights and gives you exclusive control over your invention. Whether you are an individual inventor or a representative of a company, understanding each step of the procedure to obtain a patent is essential for successful patent protection. This guide explains the key phases, requirements, and considerations involved in securing patent protection under federal law.

Contents


1. Procedure to Obtain a Patent in New York : Initial Preparation and Documentation


Before filing a patent application, thorough preparation is critical to the success of your procedure to obtain a patent. You must document your invention comprehensively, including detailed drawings, written descriptions, and technical specifications. The specification section of your application must clearly describe how your invention works, what makes it novel, and how it differs from existing solutions in the marketplace.



Conducting a Prior Art Search


A prior art search is an essential first step in your procedure to obtain a patent. This search examines existing patents, published applications, and other publicly available information to determine whether your invention is truly novel and non obvious. Conducting a thorough prior art search helps you understand the competitive landscape and identify potential obstacles to patentability. If similar inventions already exist, you may need to modify your invention or focus on different claims. A comprehensive search also strengthens your application by demonstrating that you have considered existing technology and can clearly articulate what distinguishes your invention.



Determining Patent Eligibility


Patent eligibility is a fundamental requirement in the procedure to obtain a patent. Your invention must fall into one of the statutory categories: a process, machine, manufacture, or composition of matter. Additionally, your invention must be useful, novel, and non obvious compared to existing prior art. Patent law protects inventions that represent a genuine advance in technology or provide a practical solution to a recognized problem. Understanding these eligibility requirements early in the process helps you determine whether pursuing patent protection is the right strategy for your specific invention.



2. Procedure to Obtain a Patent in New York : Filing and Application Process


The formal procedure to obtain a patent begins with filing an application with the appropriate patent office. In the United States, applications are filed with the United States Patent and Trademark Office (USPTO). You have the option of filing a provisional application, which provides a filing date and allows you to use the term patent pending, or a non provisional application, which is the standard utility patent application. Understanding the differences between these filing options is crucial for developing an effective patent strategy.



Provisional Versus Non Provisional Applications


A provisional patent application offers a cost effective way to establish an early filing date while you continue developing your invention. This type of application does not require formal patent claims or an oath, making it faster and less expensive than a non provisional application. However, a provisional application provides protection only for twelve months, after which you must file a non provisional application to maintain your priority date. A non provisional application, by contrast, includes formal claims, a detailed specification, drawings, and an oath or declaration. This application initiates the examination process and is the standard path for obtaining an issued patent. Consulting with a patent counseling professional can help you determine which filing strategy best suits your needs and timeline.



Required Application Components


A complete procedure to obtain a patent requires submission of several essential documents. Your application must include a detailed specification that describes your invention in sufficient detail to enable someone skilled in the art to make and use it. Patent drawings must clearly illustrate the key features of your invention, and claims must define the scope of protection you are seeking. You must also submit a filing fee and appropriate forms. The application section of your submission should include a cover letter that identifies all inventors, the title of the invention, and a brief summary. Each component plays a critical role in the examination process and in the ultimate enforceability of your patent.



3. Procedure to Obtain a Patent in New York : Examination and Office Actions


After you file your application, the USPTO assigns it to an examiner who reviews your procedure to obtain a patent for compliance with patent law requirements. The examiner conducts a prior art search, analyzes your claims against existing patents and publications, and determines whether your invention meets all statutory requirements. This examination phase typically involves one or more office actions, which are official communications identifying any deficiencies or rejections.



Responding to Office Actions and Rejections


Office actions often include rejections based on prior art, lack of enablement, or improper claim language. Your response to an office action is a critical part of the procedure to obtain a patent and requires careful analysis and strategic decision making. You may argue that your invention is patentable despite the prior art cited by the examiner, amend your claims to overcome the rejection, or provide additional evidence supporting your position. The examiner may issue multiple office actions before reaching a final decision. Effective communication with the examiner and strategic claim amendments significantly increase the likelihood of obtaining an issued patent. Working with patent prosecution and portfolio management specialists ensures your responses are thorough, well reasoned, and compliant with all procedural requirements.



Timeline and Expected Outcomes


Stage of Procedure to Obtain a PatentTypical DurationKey Outcome
Filing and Initial Processing2 to 4 weeksConfirmation of receipt and filing date
Examination and First Office Action12 to 24 monthsExaminer review and initial feedback
Applicant Response and Further Examination6 to 12 monthsAdditional rejections or allowance
Final Decision and Issuance2 to 6 monthsIssued patent or final rejection


4. Procedure to Obtain a Patent in New York : Post Issuance Obligations and Maintenance


Once your procedure to obtain a patent results in an issued patent, your responsibilities do not end. Patent holders must pay maintenance fees at specified intervals to keep their patents in force. These fees are due 3.5 years, 7.5 years, and 11.5 years after the patent is issued. Failure to pay maintenance fees results in patent expiration and loss of exclusive rights. Additionally, you must monitor the marketplace for potential infringement and enforce your patent rights if necessary. Understanding these post issuance requirements ensures that your patent protection remains active and valuable throughout its term.



Enforcement and Long Term Strategy


Patent enforcement involves monitoring competitors, identifying potential infringement, and taking appropriate legal action when necessary. This may include sending cease and desist letters, negotiating licensing agreements, or pursuing litigation. A comprehensive long term strategy for your patent portfolio includes regular review of your patents, assessment of their commercial value, and decisions about maintenance fee payments. Some patents may become less valuable over time as technology evolves, while others may increase in value as your business grows. Strategic management of your patent portfolio ensures that you are investing resources wisely and maximizing the return on your patent investments. Consulting with experienced professionals throughout the entire procedure to obtain a patent helps you build a strong, enforceable, and commercially valuable patent portfolio.


28 Jan, 2026


The information provided in this article is for general informational purposes only and does not constitute legal advice. Reading or relying on the contents of this article does not create an attorney-client relationship with our firm. For advice regarding your specific situation, please consult a qualified attorney licensed in your jurisdiction.
Certain informational content on this website may utilize technology-assisted drafting tools and is subject to attorney review.

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