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Anti-Money Launderting (AML) Compliance
Anti-Money Laundering (AML) compliance has become one of the most critical legal and regulatory issues for financial institutions, fintech startups, virtual asset service providers, and multinational corporations.
With ever-evolving obligations under global standards such as the Financial Action Task Force (FATF) recommendations and local enforcement by U.S. agencies like FinCEN, OFAC, and the SEC, maintaining a compliant AML program is not just necessary—it is mission-critical. SJKP LLP provides comprehensive legal guidance, gap analysis, and strategic defense to protect clients from penalties, business disruption, and reputational risk.
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1. AML Compliance Audit and Internal Gap Analysis
A strong AML compliance framework starts with a detailed understanding of internal weaknesses. SJKP LLP conducts in-depth audits based on regulatory checklists and real case precedents. We review policies, internal control manuals, training materials, and interview compliance staff to identify loopholes and risks. Our clients receive a clear roadmap for remediation.
AML Compliance: Risk-Based Framework Customization
We tailor AML programs based on a client’s risk profile—considering factors such as business model, jurisdictions involved, and customer base. Our services include development of transaction monitoring rules, suspicious activity reporting (SAR) protocols, and escalation workflows.
2. AML Compliance and Code of Conduct Integration
AML obligations are not siloed—they must align with corporate ethics and operational controls. We help clients integrate AML duties into employee handbooks, training curriculums, and whistleblower protocols, ensuring regulatory consistency across departments.
AML Compliance: FATF and U.S. Regulatory Benchmarks
We align client practices with international AML standards from the FATF and U.S. agencies including FinCEN, OFAC, and the Department of Justice. This ensures robust protection during regulatory inquiries and audits.
3. AML Compliance Defense in Regulatory Investigations
Facing an AML investigation or enforcement action can threaten licenses and operations. We provide legal representation during audits, prepare clients for testimony, and draft formal responses to regulators. Early intervention by counsel is critical to minimize risk.
AML Compliance: Mitigation of Regulatory Exposure
Even when violations are alleged, our firm helps clients negotiate penalties, mitigate sanctions, and demonstrate good faith through remediation efforts. We work to protect both operations and reputation.
The information provided in this article is for general informational purposes only and does not constitute legal advice. Reading or relying on the contents of this article does not create an attorney-client relationship with our firm. For advice regarding your specific situation, please consult a qualified attorney licensed in your jurisdiction.
