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Investment Funds
Structuring, Launching, and Managing Investment Vehicles with Precision and Insight
The global investment landscape continues to evolve rapidly, driven by regulatory reforms, ESG considerations, and cross-border capital flows. Fund sponsors and investors face complex structuring, compliance, and tax challenges that demand specialized legal and commercial guidance.
At SJKP LLP, our Investment Funds practice provides comprehensive counsel to fund managers, institutional investors, and financial institutions across all asset classes. We assist with the formation, governance, and operation of investment funds, as well as regulatory compliance, portfolio transactions, and investor relations. Our approach combines technical legal knowledge with commercial acumen, helping clients build sustainable, compliant, and competitive investment platforms.
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1. Understanding Investment Funds
The Legal and Strategic Foundation of Collective Investment Vehicles
Investment Funds serve as vehicles through which investors pool capital to pursue targeted financial returns. Each fund requires careful structuring to balance investor protection, operational efficiency, and regulatory compliance.
Key Fund Categories
- - Private equity and venture capital funds
- Hedge and hybrid funds
- Real estate and infrastructure funds
- Fund of funds and secondary vehicles
- ESG, impact, and sustainable investment funds
We advise fund sponsors and investors on all aspects of fund lifecycle management, from initial concept through capital deployment and exit.
2. Fund Formation and Structuring
Designing the Optimal Legal Framework for Every Investment Strategy
Creating an Investment Fund involves selecting the right structure, jurisdiction, and governance model. Our lawyers guide clients through entity formation, fund documentation, and negotiations with investors to ensure alignment between business goals and regulatory obligations.
Structuring Capabilities
- - Limited partnerships, LLCs, and master-feeder structures
- Offshore and onshore fund domiciles (Cayman, Delaware, Luxembourg, Singapore)
- Side letters, co-investment, and parallel fund arrangements
- Fund manager formation and carried interest structuring
- Governance frameworks and fiduciary duties
We tailor fund structures to meet the tax, regulatory, and commercial priorities of both sponsors and investors.
3. Regulatory Compliance and Registration
Navigating Complex Legal Regimes with Confidence
Regulation defines the success and sustainability of Investment Funds. Our team assists managers in meeting registration, reporting, and disclosure requirements under U.S. and global regimes.
Compliance and Registration Services
- - Investment Advisers Act and Investment Company Act compliance
- SEC and CFTC registration and examinations
- Anti-money laundering (AML) and Know-Your-Customer (KYC) programs
- ERISA, FATCA, and CRS obligations
- Data privacy, cybersecurity, and operational risk controls
We provide pragmatic solutions that allow fund sponsors to remain compliant without hindering growth.
4. Fundraising and Investor Relations
Building Trust Through Transparent and Compliant Capital Raising
Attracting capital requires more than a compelling investment thesis. Fund sponsors must navigate marketing regulations, investor disclosures, and global solicitation rules.
Fundraising Advisory Services
- - Private placement memoranda and offering materials
- Marketing compliance under SEC and AIFMD regimes
- Subscription documentation and investor onboarding
- Negotiation of side letters and MFN clauses
- Ongoing investor communications and reporting
We help clients establish fundraising processes that meet investor expectations and withstand regulatory scrutiny.
5. Investment Operations and Portfolio Transactions
Executing Investments Efficiently and Securely
Once established, Investment Funds must execute and manage portfolio investments efficiently. Our attorneys provide legal and strategic advice on the acquisition, management, and disposition of assets across sectors.
Operational Support and Transactions
- - Mergers, acquisitions, and divestitures
- Joint ventures and strategic partnerships
- Cross-border investment structuring
- Portfolio company governance and exit strategies
- Compliance with securities and antitrust laws
We deliver integrated counsel that supports long-term value creation and operational success.
6. Tax Planning and Structuring
Maximizing Returns Through Strategic Tax Optimization
Tax considerations shape every stage of the fund lifecycle. Our Investment Funds lawyers collaborate with tax specialists to design efficient structures for both domestic and international investors.
Tax Structuring Expertise
- - Pass-through and blocker entity structures
- UBTI, ECI, and withholding tax analysis
- Treaty-based tax optimization for foreign investors
- Carried interest and performance fee planning
- Tax reporting and compliance management
We ensure that each fund structure delivers optimal after-tax returns while maintaining compliance with applicable laws.
7. ESG and Sustainable Investment Integration
Aligning Financial Performance with Social Responsibility
Environmental, social, and governance (ESG) factors have become central to modern Investment Funds strategy.
We assist clients in integrating sustainability objectives into fund design, investment criteria, and reporting obligations.
ESG Advisory Services
- - ESG policy development and investor disclosure
- Impact measurement and verification frameworks
- Compliance with SFDR, TCFD, and related standards
- Green and sustainability-linked fund structuring
- Investor communications and marketing oversight
- Our approach bridges regulatory expectations with meaningful ESG outcomes that strengthen investor confidence.
8. Secondary Transactions and Liquidity Solutions
Enhancing Flexibility and Portfolio Management
As markets evolve, fund managers increasingly seek secondary sales, recapitalizations, and other liquidity strategies.
Our Investment Funds team advises on innovative transactions that provide liquidity while preserving long-term value.
Secondary Market Capabilities
- - GP-led secondary processes and continuation funds
- LP interest transfers and structured liquidity solutions
- Tender offers and partial redemptions
- NAV-based financings and fund recapitalizations
- Regulatory and investor consent management
We guide clients through complex secondary transactions that balance opportunity, liquidity, and fiduciary obligations.
9. Dispute Resolution and Regulatory Enforcement
Protecting Fund Interests Through Strategic Advocacy
Even well-managed Investment Funds may face disputes with investors, regulators, or counterparties.
Our litigators and regulatory defense team work to resolve conflicts efficiently while preserving reputations and relationships.
Dispute and Enforcement Services
- - Investor disputes and redemption claims
- SEC and FINRA investigations
- Allegations of misrepresentation or breach of fiduciary duty
- Arbitration and mediation of partnership disputes
- Cross-border regulatory enforcement coordination
We combine litigation strength with fund industry insight to protect clients’ legal and commercial interests.
10. Why Choose SJKP LLP for Investment Funds
Comprehensive Counsel from Formation to Exit
At SJKP LLP, we understand that every Investment Fund reflects the vision and strategy of its sponsors and investors.
Our multidisciplinary team—combining corporate, tax, regulatory, and litigation expertise—supports clients at every stage of the fund lifecycle.
We offer not just technical precision but also commercial insight, ensuring that fund managers and investors achieve both regulatory compliance and superior performance.
From formation and fundraising to portfolio execution and exit, we help clients navigate the complexities of global investment with confidence and clarity.
The information provided in this article is for general informational purposes only and does not constitute legal advice. Reading or relying on the contents of this article does not create an attorney-client relationship with our firm. For advice regarding your specific situation, please consult a qualified attorney licensed in your jurisdiction.
Certain informational content on this website may utilize technology-assisted drafting tools and is subject to attorney review.
